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FINRA Broker Allegations

Allegations against: Frank Roland Dietrich

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: {redacted} has never been a customer of quest capital (firm). She purchased a $633880 mortgage promissory note with woodbridge via frank dietrich outside the scope of firm in 2015. Woodbridge is not affiliated with firm. Quest has never approved such product and had no knowledge of this activity and transaction.

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