The allegations read: Client states that she purchased a woodbridge wealth promissory note through frank dietrich in january of 2017, outside of quest capital strategies. Quest capital strategies never recommended, approved or offered the woodbridge wealth promissory note mentioned in the client compliant. Any sales of said product was done away, without quest capital strategies approval, in violation of firm policy. Quest capital does not permit its registered representatives to engage in the sale of any promissory notes by woodbridge wealth or any other company. Quest capital was not aware of and did not approve of such activity by mr. Dietrich.
