The allegations read: Claimant claims that she purchased a woodbridge promissory note and woodbridge 3a units through frank dietrich in august of 2017, outside of quest capital strategies. Quest capital strategies never reviewed, recommended, approved or offered the woodbridge promissory note and woodbridge 3a units mentioned in the client compliant or any other woodbridge investment. Any sales of said products were done away, without quest capital strategies approval, in violation of firm policy. Quest capital does not permit its registered representatives to engage in the sale of any promissory notes by woodbridge or any other company. Further, quest capital does not permit its registered representatives to engage in the sale of any products by woodbridge of any kind. Quest capital was not aware of and did not approve of such activity by mr. Dietrich.
