The allegations read: Claimant states that she purchased a woodbridge mortgage promissory note through frank dietrich in august of 2017, outside of quest capital strategies. Quest capital strategies never recommended, approved or offered the woodbridge mortgage promissory note mentioned in the client complaint. Any sales of said product was done away, without quest capital strategies approval, in violation of firm policy. Quest capital does not permit its registered representatives to engage in the sale of any promissory notes by woodbridge mortgage or any other company. Quest capital was not aware of and did not approve of such activity by mr. Dietrich. Further, claimant has never been a client of quest capital.
