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FINRA Broker Allegations

Allegations against: Mark John Fenlon

Allegation type: Civil

Allegation status: Pending

The allegations read: Plaintiffs allege that the company failed to disclose or misrepresented material information in the investment ppm related to market size and potential, sales volume, value and performance of a machine used in the sterilization of medical equipment. Plaintiffs make claims of fraud, misrepresentation, negligence and breach of fiduciary duty for the company and its directors.

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