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FINRA Broker Allegations

Allegations against: Samuel Boyce Rankin

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Breach of fiduciary duty, negligence, negligent misrepresentation, breach of contract, aggravated breach of contract, unfair and deceptive trade practices, state rico and equitable estoppel putative class action from 01/01/1997 to 02/2003.

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