The allegations read: The arbitration names multiple respondents with a time frame from december 2001 - march 2010. The account of [redacted], [redacted]'s husband, was at leerink and serviced by richard cody from december 2001 - may 2005. At leerink, [redacted] alleges excessive trading and unsuitable recommendations, including de facto discretion. It is alleged that the value of the account decreased at least 33%from an initial value of $377,000 while maintained at leerink.
