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FINRA Broker Allegations

Allegations against: Justin Duane Mundt

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: Mr. Mundt was named as one of multiple defendants in a lawsuit generally alleging that the defendants made misrepresentations regarding an investment strategy involving the sale of life insurance policies, in 2017 and various dates thereafter. See item 24 below for more detail.

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