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FINRA Broker Allegations

Allegations against: Steven Jay Jacobson

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Breach of fiduciary duty, misrepresentation and non-disclosure, negligence and gross negligence, breach of contract and warranties, violation of la rev stat \\u00a7 51:701 (louisiana securities law), negligent failure to supervise, control person liability, respondent superior liability

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