The allegations read: Received letter from client's attorney alleging the managed programs the client's were enrolled in did not correspond with the stated investment objective and that their portfolios were not diversified. (01/24/2003-12/31/2008)arbitration allegations: claimants,residents of missouri, allege from december 2004 to november 2008 fa made unsuitable investment recommendations. Claimants are requesting consequential damages in excess of $327,881.
