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FINRA Broker Allegations

Allegations against: Thomas G Gresham

Allegation type: Customer Dispute

Allegation status: Denied

The allegations read: Time frame: march 1, 2011 to september 30, 2011 the client alleges she was in unsuitable investments. The client further alleges that investments were purchased in her account without asking her. The estimated alleged damages are in excess of $5,000.

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