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FINRA Broker Allegations

Allegations against: Thomas G Gresham

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Claimant's attorney alleges excessive and unsuitable trading and misappropriation of customer's funds 06/02/2003-12/31/2008)**arbitration: claimants allege fa misappropriated funds, made unsuitable investment recommendations and excessively traded their accounts between 2003 and 2008.

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