Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Mary Alice Hansenfaris

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Daughter of customer [customer] alleges misrepresentions and unauitability of investments in limited partnerships (including cpa 10 pw ep 2 geodyne iii a, c, and e) common stock, municipal bond funds and annuities. Seek compensatory damages of $107,136.

Back