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FINRA Broker Allegations

Allegations against: Mary Alice Hansenfaris

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Claimants allege misrepresentation, breach of fiduciary duty and unsuitable investments in lps (pw equity partners 1, pw development partners 4, cpa 10, geodyne 111-f and national tax credit partners); claim damages in the amount of $52,837.

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