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FINRA Broker Allegations

Allegations against: John Richard Bickel

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: The client wished to rescind a trade one month after the original invesment was made the investment had not lost money and was paying its scheduled intrest payments. the complaint stated that she did not fully understand the investment and that she felt it was not apropriate for her. complaint received by deanwitter

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