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FINRA Broker Allegations

Allegations against: Tammie Lyn Farrell

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: Gwg holdings, inc. Filed chapter 11 bankruptcy on april 20, 2022. Complaint alleges violations of federal securities laws, violation of north carolina securities act, violations of new york consumer protection act, breach of contract, common law fraud, breach of fiduciary duty and, negligence and gross negligence.

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