Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Joshua William Patterson

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Patterson was named in a customer complaint that asserted the following causes of action: negligence and gross negligence, misrepresentation, omission of a material fact, failure to supervise, breach of fiduciary duty, breach of contract, and control person liability.

Back