Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Jonathan Norman Hendrickson

Allegation type: Customer Dispute

Allegation status: Closed-No Action

The allegations read: The customers alleged the rr misrepresented the features and benefits of the guaranteed minimum withdrawal benefit rider included with their variable annuity contracts. Troy's contract was issued on 05/27/2008 and janet's contract was issued on 05/15/2008. Firm found rr provided correct information to customers.

Back