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FINRA Broker Allegations

Allegations against: Arnold Mark Rudiger

Allegation type: Customer Dispute

Allegation status: Denied

The allegations read: Client alleges that the fc's recommendation to purchase an annuity in her account was not suitable. The client purchased the annunity in september 2007. No damange amount is alleged, but the firm has determined that the amount could be $5000.00 or more.

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