Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Brian Jacob Nikulski

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: The events related to the allegations happened a few years after 2005 and were discovered in 2018. Allegations include: breach of fiduciary duty; negligence and negligent supervision; negligent misrepresentation and omissions of material facts.

Back