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FINRA Broker Allegations

Allegations against: Charles Langdon Bailey

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: None, h-1 on u4 should have been answered no. customer sued dewy, balantine, bache walston, levin townsend shields, etc. And me allenging improper delivery of warrants as described in the prospecuts. No money was demanded, merely delivery of warrants. My order was unsolicited and no wrong doing on my part was alleged.

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