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FINRA Broker Allegations

Allegations against: Angel Manuel Canabal

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Time frame: june 2012-present allegations: claimant alleges that the recommendation to invest in and hold puerto rico closed-end funds s was unsuitable, and that her account was over concentrated in pr investments. She also alleges that the risks of investing in and concentration in pr investments were misrepresented.

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