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FINRA Broker Allegations

Allegations against: Michael B Barnett

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Claimants allege breach of fiduciary duty, violation of illinois' securities act (section 815 ilcs 5/12 et al.), negligence/negligent misrepresentation/omission, breach of contract, restitution, common law fraud, and negligent supervision.

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