The allegations read: Shawn bumgardner was a subject of the customer's complaint against his member firm that asserted the following causes of action: violation of the michigan uniform securities act; negligence; failure to act in claimant's best interest; misrepresentation and omission of material facts; violations of other industry standards of care, including finra rules 2010, 2090, 2020, and 3110; breach of fiduciary duty; breach of contract; and respondeat superior.
