The allegations read: Client alleges unsuitability, over-concentration, failure to supervise, aiding and abetting, fraudulent concealment, violations of securities laws and rules, securities fraud, fraud, deceit, recklessness, negligence, breach of contract, breach of fiduciary duties, and violations of pr contract law (puerto rico bonds and closed-end funds).includes request for rescission of contracts and loans, interest, fees, costs, and disgorgement of commission and fees.
