The allegations read: Jaime antonio casellas was a subject of the customer's complaint against his member firm that asserted the following causes of action: violations of duties owed to claimant; negligence and breach of fiduciary duty; breach of contract; failure to review and update; unsuitability; violation of industry rules and standards of professional care; and vicarious liability by the doctrine of respondeat superior and/or principles of actual, apparent and implied agency. The causes of action relate to claimant's investments in puerto rico bonds and bond funds.
