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FINRA Broker Allegations

Allegations against: Sonia Maria Attkiss

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Attkiss was a subject of the customers\\u2019 complaint against her member firm that asserted the following causes of action: fraud; misrepresentation; unsuitability; unsuitable product; breach of fiduciary duty; negligence; and breach of contract.

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