The allegations read: Holubec was a subject of the customer's complaint against royal alliance associates, inc. That asserted the following causes of action: breach of contract and warranties, promissory estoppel, unfair trade and deceptive practices, violation of state securities statutes, violation of state fraud statutes, intentional and negligent misrepresentations of material fact, unjust enrichment, breach of fiduciary duty, breach of the covenant of good faith and fair dealing, negligence, gross negligence, and unsuitable investment advice.