Allegation type: Employment Separation After Allegations
Allegation status:
The allegations read: Re # e10982000-ac financial
the association is in reciept of the
termination u-5 notice filed on your behalf by a.c. Financial,
alleging that while you were employed by the firm you copied
the prospectys of american securities inc and switched the name
to rockwell capital, then used this prospects to solicit
interest in a second company you had formed.