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FINRA Broker Allegations

Allegations against: Hugh Daniel Dunn

Allegation type: Employment Separation After Allegations

Allegation status:

The allegations read: Re # e10982000-ac financial the association is in reciept of the termination u-5 notice filed on your behalf by a.c. Financial, alleging that while you were employed by the firm you copied the prospectys of american securities inc and switched the name to rockwell capital, then used this prospects to solicit interest in a second company you had formed.

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