The allegations read: In 2009, reynolds was the subject of an order issued by the new york stock exchange, a self-regulatory organization, censuring reynolds and barring reynolds from membership in the self-regulatory organization for five months for violating various new york stock exchange rules. In october 2013, reynolds was summarily denied registration as a salesperson in the state of michigan because he engaged in dishonest or unethical practices in the securities and investment business in violation of the uniform michigan securities act
