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FINRA Broker Allegations

Allegations against: Anthony Mastroianni

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Anthony mastroianni, jr. Was named in a customer complaint that asserted the following causes of action: common law fraud; breach of fiduciary duty; negligence (gross negligence); breach of contract; unsuitability; overconcentration; and negligent supervision.

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