Allegations against: Jose Guillermo Arias Rodriguez
Allegation type: Customer Dispute
Allegation status: Withdrawn
The allegations read: Time frame: 2009-present
allegations: claimants allege that the recommendation to invest in and hold puerto rico closed-end funds was unsuitable and that their ubs account was over-concentrated in these investments. They also allege that the risks of investing in and concentrating in pr investments were misrepresented.
