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FINRA Broker Allegations

Allegations against: Albert Esau Betar

Allegation type: Regulatory

Allegation status: Final

The allegations read: In 1958, betar received a 90 day suspension of his license in pa as a result of a proceeding before the pennsylvania securities commission involving the purchase of unregistered securities by a customer. Betar was unaware that these securities were unregistered. Betar was employed as a registered representative with b. F. Clairbaugh & company at the time.

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