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FINRA Broker Allegations

Allegations against: Robert Malone Fehrman

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Alleged i was liable as a control person for the actions of jerry stein, sil veneziano jerrys branch manager and my firm westpont financial group inc. The suit alledged i failed to supervise mr stein. Alledged damages of over $1,000,000.00.

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