The allegations read: Akiyoshi vamada an invt adv instructed me to purchase shs of
galco leasing for several of his clients. I wrote up the pur
orders gave them to the otct trading desk who purchased the
shares in the opn mkt. The stk was unlegend & was tfrd into
the new buyers names. Approx 9 months later during an sec
investigation of a yamada we learned these securities were
sold improperly by an insider.
