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FINRA Broker Allegations

Allegations against: Michael Leahy

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Leahy was named in a customer complaint that asserted the following causes of action: negligence; qualitative and quantitative unsuitability; failure to supervise; breach of fiduciary duty; breach of contract; negligent misrepresentations; omissions; and lost opportunity damages.

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