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FINRA Broker Allegations

Allegations against: Michael Leahy

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: Michael leahy was named in a customer complaint that asserted the following causes of action: churning; qualitative and quantitative unsuitability; failure to supervise; negligent supervision; breach of fiduciary contract and implied covenant of good faith and fair dealing; negligent misrepresentation and omissions; and violation of standards of commercial honor and principles of trade.

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