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FINRA Broker Allegations

Allegations against: Joseph Bellavia

Allegation type: Customer Dispute

Allegation status: Withdrawn

The allegations read: Client through its trustee alleges that account executive, joseph bellavia, failed to follow instructions, excessively traded securities and over-concentrated the account. Damages were unspecified and gruntal & co., l.l.c. Has not determined that the alleged damages are less than $5,000.

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