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FINRA Broker Allegations

Allegations against: Joseph Bellavia

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Joseph bellavia was a subject of the customer's complaint against his member firm and that asserted the following causes of action: failure to follow instructions and negligence. The causes of action relate to claimant's warrant positions in pnc common stock that respondent allegedly failed to sell.

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