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FINRA Broker Allegations

Allegations against: David Edward Wenger

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Claimant alleges (against paine webber and myself) unauthorized use of margin, unauthorized trading, breach of fiduciary duty, state violations and fraud during the period of july, 1990 through october, 1990. Claimant alleges damages of $8,082.24.

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