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FINRA Broker Allegations

Allegations against: David Edward Wenger

Allegation type: Customer Dispute

Allegation status: Withdrawn

The allegations read: There were no specific allegations against me in terms of either sales recommendations or alleged misrepresentations. The claimant alleged that i was not properly registered in kentucky at the time of the sale of community medical transport inc. ("cmti") to the claimant and furthermore, that cmti was not properly registered for sale in the state of kentucky under kentucky's blue sky laws.

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