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FINRA Broker Allegations

Allegations against: Frank Michael Vecchio

Allegation type: Regulatory

Allegation status: Final

The allegations read: On december 5, 2007, nfa issued a complaint charging vecchio with making deceptive and misleading sales solicitations in violations of c.r.2-29(a)(1) - fraudulent comm. To public prohib. And c.r.2-2(a) - cheat,fraud deceive customers.

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