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FINRA Broker Allegations

Allegations against: Robert Spencer Cavanagh

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Robert spencer cavanagh was named in a customer complaint that asserted the following causes of action: suitability, common law fraud, constructive fraud, negligence, breach of fiduciary duty, breach of contract, misrepresentation, failure to supervise, and respondeat superior.

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