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FINRA Broker Allegations

Allegations against: Michael Anthony Costanzo

Allegation type: Customer Dispute

Allegation status: Withdrawn

The allegations read: On 11/7/97, client alleges "several transactions during the month of october of which (he) had no knowledge". In 11/12/97 call to branch, client states letter was in error. In letter dated 11/13/97, client clarifies that 11/7/97 letter referred to transfers, not transactions.

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