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FINRA Broker Allegations

Allegations against: William Andrew Ballentine

Allegation type: Civil

Allegation status: On Appeal

The allegations read: 1.damages directly related to the improper purchase and subsequent reversal of a stock in at & t coproration, $ 14,651.12 2. Losees resulting from the inabilitly to sell certain stocks that were losing value because of margin calls, $58, 376.00 3. Interest on margin account, $1008.00 4. Litigation costs and attorney's fees $ 4833.84

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