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FINRA Broker Allegations

Allegations against: Eugene Louis Mauro

Allegation type: Civil

Allegation status: Final

The allegations read: Permanently enjoined from placing fictitious transactions in the options reporting tape of any national securities exchange in violation of article 23-a of the general business law of the state of new york and article 22-a of the general business law of the state of new york and from violating the provisions of articles 22-a and 23-a. He paid costs totalling $2,500.

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