Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Paul Mcevoy

Allegation type: Civil

Allegation status: Final

The allegations read: Selling unregistered stock in a spinoff corp. a 1969 signed consent decree alleging unregistered distribution of penny stock. The 1969 consent decree was "friendly." it enjoined mr. Mcevoy against selling unregistered stock via a "spin off" from a registered company. Since mr. Mcevoy had met with an attorney who turned out to be the "linchpin" on a similar matter, mr. Mcevoy was named even though he had not sold any stock nor met with any of the 59 others who were implicated. These papers have long since been lost.

Back