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FINRA Broker Allegations

Allegations against: Robert Eric Pollack

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Claimants allege that from 2007-2008, scott & stringfellow and mr. Pollack engaged in unauthorized, excessive and/or unsuitable trading in connection with the purchase and sale of certain stocks and bonds in two of the customers' accounts.

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