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FINRA Broker Allegations

Allegations against: Nelson Rodriguez Fernandez

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Time frame: 2012-2017 claimant alleges her financial advisors over-concentrated her accounts in puerto rico bond funds and individual puerto rico municipal bonds, misrepresented as safe, conservative investments. Claimant also alleges a recommendation to hold.

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