The allegations read: Rafael golan was a subject of the customer's complaint against his member firm that asserted the following causes of action: violations of finra rule 2110; violations of finra rule 2111; negligence; misrepresentations and omissions of material facts; and breach of fiduciary duty. The causes of action relate to claimant's investments in real estate investment trusts ("reits"), alternative investments, life insurance products and variable annuities.
